Portfolio Investments
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Brokerage & market access

A practical route into Uzbekistan’s securities market.

Operational brief

Investment Intermediary Licence No. 1298 and RSE Toshkent member No. 454. Services are subject to onboarding, KYC and the applicable agreement.

Request onboarding information
01 · Regulatory statusLicence No. 129802 · Exchange accessRSE member No. 454
03 · OnboardingSubject to KYC review
04 · PricingCurrent schedule on request
Before you begin

What we confirm at the first conversation.

We confirm eligibility, documentation, custody, settlement and the applicable charges before the onboarding process begins.

01

Eligibility

Investor eligibility and required documentation are confirmed case by case under the firm’s compliance review.

02

Market access

Available instruments, venues, trading arrangements and settlement mechanics are set out before onboarding.

03

Custody

The custody and post-trade chain is explained so the investor knows where assets are held and how settlement is coordinated.

04

Costs

The applicable fee schedule, third-party charges and funding requirements are provided for review before engagement.

Onboarding

Four stages from enquiry to execution.

Timing depends on investor type, ownership structure, documentation and compliance review. The team confirms an expected timetable at the outset.

  1. 01Stage 01 / 04

    Scope

    Confirm investor type, intended activity, instruments and the appropriate service arrangement.

    Stage outcomeScope agreed
  2. 02Stage 02 / 04

    KYC review

    Collect identification, ownership, authority, tax-residency and source-of-funds information.

    Stage outcomeKYC file reviewed
  3. 03Stage 03 / 04

    Account setup

    Complete the applicable brokerage and custody documentation after compliance approval.

    Stage outcomeAccount and custody ready
  4. 04Stage 04 / 04

    Funding & execution

    Confirm instructions, settlement mechanics, costs and operational contacts before the first trade.

    Stage outcomeReady for first instruction
Indicative KYC pack

Prepare the ownership and authority trail early.

The final list is determined by the compliance team. Certification, legalization, translation or further information may be required.

01
Indicative document dossier

Legal entities

  1. Constitutional and registration documents

  2. Recent company-registry extract

  3. Ownership and ultimate-beneficial-owner information

  4. Authorized signatories and powers of attorney

  5. Tax-residency and source-of-funds information

02
Indicative document dossier

Individuals

  1. Valid passport or identity document

  2. Residential-address evidence

  3. Tax-residency information

  4. Source-of-funds information

  5. Additional information requested under the risk review

Before appointment

Ask for the operating detail.

Before opening an account, request the current documents covering fees, order handling, custody and settlement, conflicts, complaints, AML / KYC and service limitations.

Plan a practical route into Uzbekistan’s market.

Tell us who will invest, the instruments in scope and the intended activity. We will outline onboarding, custody and execution.

Discuss market access